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Causal-Comparative Research

Causal-comparative research is a family of research designs used to examine potential causes for observed differences found among existing groups. Causal-comparative research is useful for the study of causes where experimental assignment or manipulation is infeasible, unethical, or in some way prohibited. It is frequently used with large-scale survey data such as Programme for International Student Assessment or National Assessment of Educational Progress but also common in smaller scale studies. It is similar to correlational research designs, except that the independent variable to be tested is categorical (e.g., school or class membership) and the analysis explicitly attempts to test causality. Although some scholars debate the conceptual distinction between causal-comparative and correlational designs in education research and recommend merging correlational and causal-comparative under the heading “nonexperimental quantitative research,” the distinction is still present in many methods textbooks. This entry presents the basic principles of causal-comparative research and steps to conduct a causal-comparative study.

Basic Principles

Causal-comparative research begins with a known or expected outcome—a dependent variable that is the effect—and a group distinction to be compared as a possible cause for the effect. The researcher compares two or more intact groups to test the cause. When data on both the effect and the potential causes are already known by the researcher—hence the situation under study has already completely transpired—the study is retrospective. Retrospective causal-comparative studies are therefore ex post facto, or “after the fact” studies, because all data about group differences and about potential causes are obtained after both cause and effect have occurred. When the potential causes are studied contemporaneously before effects are observed, the study is a prospective one. Such cases are sometimes called natural experiments. However, regardless of whether retrospective or prospective, causal-comparative studies do not have experimental manipulation by a researcher and so technically cannot be classified as experimental research.

Alternative to Experimental Research

Causal-comparative research is an alternative to experimental and quasi-experimental designs, but the distinction with experimental research is an important one. In general, experimental designs involve some manipulation by the researcher of a causal intervention or treatment of some kind. For the so-called true experiments, the distinction with causal-comparative research is readily apparent: A true experiment has random assignment of participants to an experimental condition. The distinction with quasi-experimental research may be less obvious in certain cases. In some quasi-experimental studies, the researcher may work with intact groups just as in causal-comparative research, but a quasi-experiment would have a manipulation of some kind. By contrast, in causal-comparative research, the researcher does not control the study conditions.

Consider the following example: A researcher studying the potential causes for observed differences in elementary classes’ average mathematics achievement chooses to focus on use of newer textbooks in some of the classes. In this example, the effect is the difference in mathematics achievement, and the potential cause is the use of the new textbook. The two groups to be compared are classes using the newer textbooks and classes using the older textbooks. In a true experiment, the researcher would form groups by randomly assigning students into classes using the new textbooks or an older textbook. In a quasi-experiment, the researcher would not be able to assign the students into classes randomly but may still be able to assign some classes to use the new textbook as a comparison with classes using the older textbook. In a causal-comparative study, the researcher does not assign students to classes and does not influence which textbooks are used. Instead, the researcher finds classes already using the new textbook and compares them with classes using the older textbook.

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